All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2014-15
Effective / Approved
Amend MIAX Rule 404 to Replace References to "GOOG" with "GOOGL"
April 16, 2014
SR-MIAX-2014-14
Effective / Approved
Amend MIAX Rule 530 to Extend the Pilot Program Relating to Limit Up/Limit Down
April 03, 2014
SR-MIAX-2014-13
Effective / Approved
Amend the MIAX Options Fee Schedule Relating to the Priority Customer Rebate Program
February 28, 2014
SR-MIAX-2014-12
Effective / Approved
Amend the MIAX Options Fee Schedule Relating to the Priority Customer Rebate Program
February 28, 2014
SR-MIAX-2014-11
Effective / Approved
Amend the MIAX Options Fee Schedule to Adopt a MIAX Market Maker Sliding Scale for Transaction Fees
February 28, 2014
SR-MIAX-2014-10
Effective / Approved
Amend the MIAX Options Fee Schedule Relating to the Options Regulatory Fee
February 27, 2014
SR-MIAX-2014-09
Effective / Approved
Adopt MIAX Rule 515A to Provide for a Price Improvement Auction ("PRIME") and a Solicited Order Mechanism ("PRIME Solicitation Mechanism")
February 14, 2014
SR-MIAX-2014-08
Effective / Approved
Amendment to MIAX Rules 515 and 529 to Modify Price Protection Provisions for the Execution of Orders
February 14, 2014