All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2013-47
Effective / Approved
Amend the MIAX Options Fee Schedule to Extend the Priority Customer Rebate Program until October 31, 2013
September 19, 2013
SR-MIAX-2013-46
Withdrawn
Amendment to MIAX Rules 1302, 1304 and the MIAX Options Fee Schedule Relating to Continuing Education for Registered Persons and to Adopt a Corresponding Fee
September 19, 2013
SR-MIAX-2013-45
Effective / Approved
Amendment to MIAX Rule 503 Regarding the Opening Process
September 19, 2013
SR-MIAX-2013-44
Effective / Approved
Amendment to MIAX Rule 604 In Connection with Market Maker Continuous Quoting Obligations
September 17, 2013
SR-MIAX-2013-43
Effective / Approved
Implement an Equity Rights Program
September 13, 2013
SR-MIAX-2013-42
Effective / Approved
Amendment to MIAX Rule 1014 to Incorporate Additional Rule Violations
August 30, 2013
SR-MIAX-2013-41
Effective / Approved
Amendment to the MIAX Options Fee Schedule
August 28, 2013
SR-MIAX-2013-40
Effective / Approved
Amend MIAX Rule 1322, Options Communications
August 19, 2013