All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options, MIAX Emerald® Options and MIAX Sapphire® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-SAPPHIRE-2026-34
Effective / Approved
Amend the Fee Schedule to amend the fees and rebates applicable to Professional Customer orders for QCC and cQCC transactions, and establish a new fee structure applicable to certain away market maker facilitation transactions on the trading floor.
August 17, 2026
SR-SAPPHIRE-2026-33
Effective / Approved
Amend Rule 404, Series of Option Contracts for Trading, to amend the Short Term Option Series Program with respect to Qualifying Securities.
August 13, 2026
SR-PEARL-2026-38
Effective / Approved
Amend Rule 404, Series of Option Contracts for Trading, to amend the Short Term Option Series Program with respect to Qualifying Securities.
August 13, 2026
SR-MIAX-2026-36
Effective / Approved
Amend Rule 404, Series of Option Contracts for Trading, to amend the Short Term Option Series Program with respect to Qualifying Securities.
August 13, 2026
SR-SAPPHIRE-2026-32
Effective / Approved
Proposal to amend Exchange Rule 1900, Interpretation and Policy .06, to reduce the waiting periods for retaking FINRA qualification examinations.
August 04, 2026
SR-PEARL-2026-37
Effective / Approved
Proposal to amend Exchange Rule 3100, Interpretation and Policy .06, to reduce the waiting periods for retaking FINRA qualification examinations.
August 04, 2026
SR-MIAX-2026-34
Effective / Approved
Proposal to amend Exchange Rule 1900, Interpretation and Policy .06, to reduce the waiting periods for retaking FINRA qualification examinations.
August 04, 2026
SR-EMERALD-2026-22
Effective / Approved
Proposal to amend Exchange Rule 1900, Interpretation and Policy .06, to reduce the waiting periods for retaking FINRA qualification examinations.
August 04, 2026