MIAX Emerald® Options Exchange Rule Filings
As a registered national securities exchange, MIAX Emerald is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Emerald is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Emerald will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-EMERALD-2023-30
Effective / Approved
Amend the Fee Schedule to amend certain Connectivity and Port Fees.
November 27, 2023
SR-EMERALD-2023-29
Effective / Approved
Amend the Fee Schedule to amend the fees for Purge Ports.
November 22, 2023
SR-EMERALD-2023-28
Effective / Approved
Amend the Fee Schedule as it relates to the timing of the Options Regulatory Fee ("ORF") changes.
October 05, 2023
SR-EMERALD-2023-27
Withdrawn
This filing was withdrawn on November 27, 2023 and replaced with SR-EMERALD-2023-30.
October 02, 2023
SR-EMERALD-2023-26
Withdrawn
This filing was withdrawn on November 22, 2023 and replaced with SR-EMERALD-2023-29.
September 29, 2023
SR-EMERALD-2023-25
Effective / Approved
Amend Rule 1903, Continuing Education, to Provide Eligible Members Another Opportunity to Elect to Participate in the Maintaining Qualification Program
September 22, 2023
SR-EMERALD-2023-24
Withdrawn
This filing was withdrawn on September 22, and replaced with SR-EMERALD-2023-25.
September 18, 2023
SR-EMERALD-2023-23
Effective / Approved
Amend the Fee Schedule to add MEMX Options to the Routing Fee Table.
September 06, 2023