MIAX Emerald® Options Exchange Rule Filings
As a registered national securities exchange, MIAX Emerald is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Emerald is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Emerald will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-EMERALD-2024-15
Effective / Approved
Amend the Fee Schedule to amend fees for ToM and adopt fees for cToM data feeds.
April 18, 2024
SR-EMERALD-2024-14
Effective / Approved
Amend the Fee Schedule to amend the fees for Purge Ports.
April 15, 2024
SR-EMERALD-2024-13
Effective / Approved
Amend Rule 531, Reports, Market Data Products and Services, to adjust the timeframe for the Liquidity Taker Event Report, Complex Orders.
April 05, 2024
SR-EMERALD-2024-12
Effective / Approved
Amend the Fee Schedule to amend certain Connectivity and Port Fees.
March 11, 2024
SR-EMERALD-2024-11
Withdrawn
This filing was withdrawn on April 15, 2024 and replaced with SR-EMERALD-2024-14.
March 08, 2024
SR-EMERALD-2024-10
Effective / Approved
Amend the Fee Schedule in Section 1)b) of the Fee Schedule, Fees for Customer Orders Routed to Another Options Exchange; to (i) adjust the groupings of options exchanges; and (ii) adopt a new routing tier.
March 08, 2024
SR-EMERALD-2024-09
Withdrawn
This filing was withdrawn on April 18, 2024 and replaced with SR-EMERALD-2024-15.
March 01, 2024
SR-EMERALD-2024-08
Withdrawn
This filing was withdrawn on March 8, 2024 and replaced with SR-EMERALD-2024-10.
February 26, 2024