MIAX Emerald® Options Exchange Rule Filings
As a registered national securities exchange, MIAX Emerald is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Emerald is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Emerald will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-EMERALD-2022-28
Effective / Approved
Amend Exchange Rule 519, MIAX Emerald Order Monitor, to allow Members to determine the Threshold Setting.
September 12, 2022
SR-EMERALD-2022-27
Withdrawn
This filing was withdrawn on September 12, 2022 and replaced with SR-EMERALD-2022-28.
September 09, 2022
SR-EMERALD-2022-26
Withdrawn
This filing was withdrawn on September 13, 2022 and replaced with SR-EMERALD-2022-29.
September 01, 2022
SR-EMERALD-2022-24
Effective / Approved
Proposal to make a number of minor, non-substantive edits to Exchange Rule 515, Execution of Orders and Quotes.
July 18, 2022
SR-EMERALD-2022-25
Effective / Approved
Amend Exchange Rule 518 and 515A to Adopt Functionality Available on MIAX Options.
July 13, 2022
SR-EMERALD-2022-23
Effective / Approved
Amend Rule 518, Complex Orders, and Rule 515, Execution of Orders and Quotes, to permit pricing of stock-option complex strategies in any decimal price the Exchange determines.
July 01, 2022
SR-EMERALD-2022-22
Effective / Approved
Amend Exchange Rule 1900, Registration Requirements, Exchange Rule 1903, Continuing Education Requirements, and Exchange Rule 1904, Electronic Filing requirements for Uniform Forms, regarding Continuing Education Requirements.
June 28, 2022
SR-EMERALD-2022-21
Effective / Approved
Amend the Fee Schedule to amend certain Simple Maker rebates for Priority Customer orders in Penny Classes.
May 18, 2022