MIAX Options® Exchange Rule Filings
As a registered national securities exchange, MIAX Options is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Options is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Options will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2026-42
Pending
Proposal to make a few minor, non-substantive edits to Exchange Rule 1703, Consolidated Audit Trail Compliance Rule-Industry Member Data Reporting.
October 09, 2026
SR-MIAX-2026-41
Effective / Approved
Amend Rule 515A, MIAX Price improvement Mechanism ("PRIME") and PRIME Solicitation Mechanism to cancel RFR responses that are not priced equal to or better than the initiating price at the conclusion of the auction.
September 30, 2026
SR-MIAX-2026-40
Effective / Approved
Amend the Fee Schedule to amend the Priority Customer Rebate Program table to modify the calculation used to determine the alternative rebates applicable to certain transactions in complex orders.
September 30, 2026
SR-MIAX-2026-39
Effective / Approved
Adopt Rule 1328, Influencing or Rewarding Employees of Others, to require compliance with FINRA Rule 3220.
September 28, 2026