All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-PEARL-2023-64
Effective / Approved
Amend the MIAX Pearl Options Fee Schedule to amend certain Connectivity and Port Fees.
November 27, 2023
SR-MIAX-2023-48
Effective / Approved
Amend the Fee Schedule to amend certain Connectivity and Port Fees.
November 27, 2023
SR-EMERALD-2023-30
Effective / Approved
Amend the Fee Schedule to amend certain Connectivity and Port Fees.
November 27, 2023
SR-PEARL-2023-66
Pending
Amend Rule 404, Series of Option Contracts Open for Trading, to Adopt New Low Priced Stock Strike Price Interval Program
November 24, 2023
SR-PEARL-2023-65
Effective / Approved
Amend the MIAX Pearl Options Fee Schedule to amend the fees for Purge Ports.
November 22, 2023
SR-MIAX-2023-43
Effective / Approved
Amend the Fee Schedule to amend the fees for Purge Ports.
November 22, 2023
SR-EMERALD-2023-29
Effective / Approved
Amend the Fee Schedule to amend the fees for Purge Ports.
November 22, 2023
SR-MIAX-2023-47
Effective / Approved
Amend the Fee Schedule to extend the SPIKES Options Market Maker Incentive Program until March 31, 2024.
November 20, 2023