All Options Exchanges Rule Filings

As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.


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Minneapolis Grain Exchange (MGEX™)
MGEX-DCO-24-08

Pending

Rule Certification Submission Pursuant to Regulation 40.6(a); Parent Guarantee, Committees

April 11, 2024

MIAX Pearl
SR-PEARL-2024-19

Pending

Amend MIAX Pearl Options Rule 531, Reports and Market Data Products, to make minor non-substantive edits.

April 09, 2024

MIAX Options
SR-MIAX-2024-20

Effective / Approved

Amend the Fee Schedule to amend the fees and rebates for QCC and cQCC orders.

April 08, 2024

MIAX Emerald
SR-EMERALD-2024-13

Effective / Approved

Amend Rule 531, Reports, Market Data Products and Services, to adjust the timeframe for the Liquidity Taker Event Report, Complex Orders.

April 05, 2024

MIAX Pearl
SR-PEARL-2024-18

Effective / Approved

Amend the MIAX Pearl Equities Fee Schedule to (1) modify certain rebates and volume thresholds for the NBBO Program; (2) modify the NBBO Setter Additive Program; (3) establish a new NBBO First Joiner Additive Rebate; and (4) establish a new Step-Up Rebate.

April 04, 2024

MIAX Pearl
SR-PEARL-2024-17

Pending

Amend Rule 2618, Risk Settings and Trade Risk Metrics, to amend the operation of the Trading Collar.

April 04, 2024

MIAX Options
SR-MIAX-2024-19

Effective / Approved

Amend Rule 531, Reports and Market Data Products to adjust the timeframe for the Liquidity Taker Event Report, Complex Orders

April 02, 2024

MIAX Pearl
SR-PEARL-2024-16

Withdrawn

This filing was withdrawn on April 4, 2024 and replaced with SR-PEARL-2024-18.

March 28, 2024