All Options Exchanges Disciplinary Actions
MIAX Pearl Options DA-2024081420806
Notice of Letter of Consent No. 2024081420806 ATM Execution, LLC
September 28, 2026
MIAX Pearl Options DA-2019063047808
Notice of Letter of Consent No. 2019063047808 Instinet, LLC
July 14, 2026
MIAX Pearl DA-2022075164210
Notice of Letter of Consent No. 2022075164210 Interactive Brokers LLC
October 01, 2025
MIAX Options DA-2022075164208
Notice of Letter of Consent No. 2022075164208 Interactive Brokers LLC
October 01, 2025
MIAX Emerald DA-2022075164209
Notice of Letter of Consent No. 2022075164209 Interactive Brokers LLC
October 01, 2025
MIAX Pearl DA-2021072379310
Notice of Letter of Consent No. 2021072379310 Barclays Capital Inc.
June 18, 2025
MIAX Options DA-2021072379308
Notice of Letter of Consent No. 2021072379308 Barclays Capital Inc.
June 18, 2025
MIAX Emerald DA-2021072379309
Notice of Letter of Consent No. 2021072379309 Barclays Capital Inc.
June 18, 2025