All Options Exchanges Disciplinary Actions


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MIAX Pearl DA-2021072379310

Notice of Letter of Consent No. 2021072379310 Barclays Capital Inc.

June 18, 2025

MIAX Options DA-2021072379308

Notice of Letter of Consent No. 2021072379308 Barclays Capital Inc.

June 18, 2025

MIAX Emerald DA-2021072379309

Notice of Letter of Consent No. 2021072379309 Barclays Capital Inc.

June 18, 2025

MIAX Pearl DA-2022074101007

Notice of Letter of Consent No. 2022074101007 Morgan Stanley & Co., LLC

November 05, 2024

MIAX Emerald DA-2022074101006

Notice of Letter of Consent No. 2022074101006 Morgan Stanley & Co., LLC

November 05, 2024