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All Options Exchanges Disciplinary Actions

MIAX Options DA-20140438236

Notice of Letter of Consent No. 20140438236 for KCG Americas, LLC

July 12, 2016

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MIAX Options DA-20140438346

Notice of Letter of Consent No. 20140438346 for Wolverine Execution Services, LLC

March 08, 2016

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MIAX Options DA-20140438287

Notice of Letter of Consent No. 20140438287 for Morgan Stanley & Co. LLC

March 08, 2016

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MIAX Options DA-20140438269

Notice of Letter of Consent No. 20140438269 for Merrill Lynch Professional Clearing Corporation

March 08, 2016

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