All Options Exchanges Disciplinary Actions
MIAX Options DA 20180601179
Notice of Letter of Consent No. 20180601179 Dash Financial Technologies, LLC
June 23, 2022
MIAX Emerald DA 20190610611
Notice of Letter of Consent No. 20190610611 Goldman Sachs & Co. LLC
June 23, 2022
MIAX Emerald DA 20180601179
Notice of Letter of Consent 20180601179 Dash Financial Technologies, LLC
June 23, 2022
MIAX Pearl DA 20190629791
Notice of Letter of Consent No. 2019062979108 Susquehanna Securities, LLC
February 03, 2021
MIAX Options DA 20190629791
Notice of Letter of Consent No. 2019062979110 Susquehanna Securities, LLC
February 03, 2021
MIAX Emerald DA 20190629791
Notice of Letter of Consent No. 2019062979109 Susquehanna Securities, LLC
February 03, 2021
MIAX Pearl DA 2018057169610
Notice of Letter of Consent No. 2018057169610 UBS Securities, LLC
December 28, 2020
MIAX Options DA 2018057169608
Notice of Letter of Consent No. 2018057169608 UBS Securities, LLC
December 28, 2020