All Options Exchanges Disciplinary Actions
MIAX Pearl DA-2021072379310
Notice of Letter of Consent No. 2021072379310 Barclays Capital Inc.
June 18, 2025
MIAX Options DA-2021072379308
Notice of Letter of Consent No. 2021072379308 Barclays Capital Inc.
June 18, 2025
MIAX Emerald DA-2021072379309
Notice of Letter of Consent No. 2021072379309 Barclays Capital Inc.
June 18, 2025
MIAX Pearl DA-2022074101007
Notice of Letter of Consent No. 2022074101007 Morgan Stanley & Co., LLC
November 05, 2024
MIAX Emerald DA-2022074101006
Notice of Letter of Consent No. 2022074101006 Morgan Stanley & Co., LLC
November 05, 2024
MIAX Pearl DA-2020067485611
Notice of Letter of Consent No. 2020067485611 BofA Securities, Inc.
June 27, 2024
MIAX Options DA-2020067485613
Notice of Letter of Consent No. 2020067485613 BofA Securities, Inc.
June 27, 2024
MIAX Emerald DA-2020067485612
Notice of Letter of Consent No. 2020067485612 BofA Securities, Inc.
June 27, 2024