All Options Exchanges Disciplinary Actions
MIAX Options DA 20120346239-04
Notice of Letter of Consent No. 20120346239 for Morgan Stanley & Co. LLC
August 23, 2018
MIAX Options DA 20130364720-03
Notice of Letter of Consent No. 20130364720-03 for Barclays Capital Inc.
May 24, 2018
MIAX Options DA 20140418701-04
Notice of Letter of Consent No. 20140418701-04 for Automated Trading Desk Financial Services, LLC
December 21, 2016
MIAX Options DA-20140438298
Notice of Letter of Consent No. 20140438298 for Wolverine Trading LLC
October 28, 2016
MIAX Options DA-20140438289
Notice of Letter of Consent No. 20140438289 for Susquehanna Securities
October 28, 2016
MIAX Options DA-20150452055
Notice of Letter of Consent No. 20150452055 for Group One Trading, L.P.
July 12, 2016
MIAX Options DA-20140438294
Notice of Letter of Consent No. 20140438294 for Timber Hill, LLC
July 12, 2016
MIAX Options DA-20140438264
Notice of Letter of Consent No. 20140438264 for Citadel Securities, LLC
July 12, 2016