MIAX Emerald® Options Exchange Rule Filings
As a registered national securities exchange, MIAX Emerald is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Emerald is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Emerald will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-EMERALD-2022-36
Effective / Approved
Amend the Fee Schedule to reflect adjustments to FINRA Registration and Fingerprinting Fees.
December 08, 2022
SR-EMERALD-2022-35
Effective / Approved
Amend Exchange Rule 519C, Mass Cancellation of Trading Interest, to allow GTC orders to be cancelled upon disconnect.
December 08, 2022
SR-EMERALD-2022-34
Withdrawn
This filing has been withdrawn on December 8, 2022 and replaced with SR-EMERALD-2022-36.
December 07, 2022
SR-EMERALD-2022-33
Withdrawn
This filing has been withdrawn on December 7, 2022 and replaced with SR-EMERALD-2022-34.
December 01, 2022
SR-EMERALD-2022-32
Effective / Approved
Amend Exchange Rule 515, Execution of Orders and Quotes, to make a minor non-substantive edit.
November 10, 2022
SR-EMERALD-2022-31
Effective / Approved
Amend Exchange Rule 518, Complex Orders, to adopt Do-Not-Leg complex order instruction.
November 10, 2022
SR-EMERALD-2022-30
Effective / Approved
Adopt Exchange Rule 532, Order and Quote Protection Mechanisms and Risk Controls.
November 10, 2022
SR-EMERALD-2022-29
Effective / Approved
Amend the Fee Schedule to amend the Market Makers Simple Maker rebate when trading contra to Priority Customers in Penny classes will be reduced by $0.02 per contract in all tiers.
September 13, 2022