All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2013-39
Effective / Approved
Amendment to the MIAX Options Fee Schedule to Add a New Category of MIAX Express Interface ("MEI") Port
August 01, 2013
SR-MIAX-2013-38
Effective / Approved
Amend the MIAX Options Fee Schedule to Amend its Marketing Fee Program
July 23, 2013
SR-MIAX-2013-37
Replaced by
Amend the MIAX Options Fee Schedule to Add a New Category of MIAX Express Interface ("MEI") Port
July 22, 2013
SR-MIAX-2013-36
Effective / Approved
Amend the MIAX Options Fee Schedule to Extend the Current Waiver of all Market Maker Transaction Fees until August 31, 2013
July 22, 2013
SR-MIAX-2013-35
Effective / Approved
Delay of Implementation of Amendment to Rule 506 (SR-MIAX-2013-18)
July 09, 2013
SR-MIAX-2013-34
Effective / Approved
Delay of Implementation of Amendment to Rule 514 (SR-MIAX-2013-20)
July 09, 2013
SR-MIAX-2013-33
Effective / Approved
Amendments to Rule 521 and 530(j)
July 03, 2013
SR-MIAX-2013-32
Effective / Approved
Amendments in Response to the OCC Friday Expiration Changes
July 03, 2013