All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2013-55
Effective / Approved
Amend Exchange Rule 402 to Enable the Listing and Trading on the Exchange of Options on the ETFS Silver Trust, the ETFS Gold Trust, the ETFS Palladium Trust, the ETFS Platinum Trust, and the Sprott Physical Gold Trust
November 26, 2013
SR-MIAX-2013-54
Effective / Approved
Extension of Penny Pilot Program to June 30, 2014
November 26, 2013
SR-MIAX-2013-53
Effective / Approved
Extension of a Pilot Program for SPY Position and Exercise Limits to December 15, 2014
November 26, 2013
SR-MIAX-2013-52
Effective / Approved
Amendment to the MIAX Options Fee Schedule
November 12, 2013
SR-MIAX-2013-51
Effective / Approved
Amendment to MIAX Rule 504, Trading Halts
November 01, 2013
SR-MIAX-2013-48
Effective / Approved
Amendment to MIAX Rules 1302 and 1304 and the MIAX Options Fee Schedule
November 01, 2013
SR-MIAX-2013-50
Effective / Approved
Amend the MIAX Options Fee Schedule
October 24, 2013
SR-MIAX-2013-49
Effective / Approved
Amend the MIAX Options Fee Schedule to Extend the Priority Customer Rebate Program Until November 30, 2013
October 23, 2013