All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2013-03
Effective / Approved
Adopt the Clearing Trade Drop Port Fee Replacement of SR MIAX 2013-03 filed on January 17, 2013
January 29, 2013
SR-MIAX-2013-02
Effective / Approved
Adoption of Proxy Voting Rule
January 16, 2013
SR-MIAX-2013-01
Effective / Approved
An amendment to the MIAX Options Fee Schedule to establish Transaction Fees and an Options Regulatory Fee SR-MIAX-2013-01 replaces SR-MIAX-2012-06, which was withdrawn. There are no changes to the fees which were filed under SR-MIAX-2012-06
January 14, 2013
SR-MIAX-2012-05
Effective / Approved
An amendment to the MIAX Options Fee Schedule to establish membership and connectivity fees
December 31, 2012
SR-MIAX-2012-04
Effective / Approved
Extension of the Penny Pilot Program
December 21, 2012
SR-MIAX-2012-03
Replaced by
An amendment to the MIAX Options Fee Schedule to establish Transaction Fees and an Options Regulatory Fee
December 21, 2012
SR-MIAX-2012-02
Replaced by
An amendment to the MIAX Options Fee Schedule to establish membership and system connectivity fees
December 18, 2012
SR-MIAX-2012-01
Effective / Approved
Adoption of the MIAX Options Fee Schedule
December 07, 2012