All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2014-53
Effective / Approved
Amend MIAX Top of Market ("ToM") Market Data Feed, MIAX Express Interface ("MEI") Connectivity Service, and Administrative Information Subscriber ("AIS") Market Data Feed
October 06, 2014
SR-MIAX-2014-52
Effective / Approved
Amend Exchange Rule 1107 In Order to Reference the Use of the Arbitration Rules of FINRA
October 02, 2014
SR-MIAX-2014-51
Effective / Approved
Amend the MIAX Options Fee Schedule Relating to Market Data Fees- Administrative Information Subscriber ("AIS") Fees
September 29, 2014
SR-MIAX-2014-50
Effective / Approved
Amend the MIAX Options Fee Schedule Relating to the Priority Customer Rebate Program and MIAX Select Symbols
September 26, 2014
SR-MIAX-2014-49
Effective / Approved
Amend MIAX Rule 404 to Allow $1 or Greater Strike Price Intervals for Options Listed on the SPDR S&P 500 ETF ("SPY") and the SPDR Dow Jones Industrial Average ETF ("DIA")
September 18, 2014
SR-MIAX-2014-47
Effective / Approved
Amend the MIAX Options Fee Schedule Relating to Transaction Fees and Priority Customer Rebates in Non-Penny Pilot Options Classes
August 25, 2014
SR-MIAX-2014-46
Effective / Approved
Amend the MIAX Options Fee Schedule Relating to the MIAX Market Maker Volume Tiers Transaction Fees and Priority Customer Rebate Program
August 25, 2014
SR-MIAX-2014-45
Effective / Approved
Amend the MIAX Options Fee Schedule to Adopt PRIME Auction Transaction Fees and Rebates
August 15, 2014