All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2014-44
Effective / Approved
Amend MIAX Rule 404 Regarding the Short Term Options Series Program
August 15, 2014
SR-MIAX-2014-43
Withdrawn
Amend the MIAX Options Fee Schedule to Adopt PRIME Auction Transaction Fees and Rebates
August 06, 2014
SR-MIAX-2014-42
Effective / Approved
Amend the MIAX Options Fee Schedule Relating to the Monthly Firm Fee Cap
July 29, 2014
SR-MIAX-2014-41
Effective / Approved
Amend the MIAX Options Fee Schedule Relating to the Priority Customer Rebate Program and MIAX Select Symbols
July 29, 2014
SR-MIAX-2014-40
Effective / Approved
Amend the MIAX Options Fee Schedule Relating to the Priority Customer Rebate Program
July 29, 2014
SR-MIAX-2014-38
Effective / Approved
Change the Procedure for Processing Fingerprints under MIAX Rule 807
July 01, 2014
SR-MIAX-2014-37
Effective / Approved
Amend the MIAX Options Fee Schedule to Adopt a Monthly Firm Fee Cap for Transaction Fees
June 30, 2014
SR-MIAX-2014-36
Effective / Approved
Amend the MIAX Options Fee Schedule Regarding MIAX Top of Market ("ToM") Fees
June 25, 2014