All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2023-38
Withdrawn
This filing was withdrawn on October 2, 2023.
September 29, 2023
SR-MIAX-2023-37
Withdrawn
This filing was withdrawn on November 22, 2023 and replaced with SR-MIAX-2023-43.
September 29, 2023
SR-EMERALD-2023-26
Withdrawn
This filing was withdrawn on November 22, 2023 and replaced with SR-EMERALD-2023-29.
September 29, 2023
SR-PEARL-2023-51
Effective / Approved
Amend the MIAX Pearl Equities Fee Schedule to amend certain connectivity and port fees.
September 27, 2023
SR-PEARL-2023-50
Effective / Approved
Amend the MIAX Pearl Equities Fee Schedule to amend the criteria for the Step-Up Added Liquidity Rebate.
September 27, 2023
SR-PEARL-2023-49
Effective / Approved
Amend Rule 3103, Continuing Education, to Provide Eligible Members Another Opportunity to Elect to Participate in the Maintaining Qualifications Program.
September 22, 2023
SR-PEARL-2023-48
Effective / Approved
Amend MIAX Pearl Equities Rule 2614, Orders and Order Instruction, to allow Self-Trade Protections between Users that Access the Exchange with both a Direct Connection and Sponsored Access.
September 22, 2023
SR-PEARL-2023-47
Effective / Approved
Amend MIAX Pearl Equities Rules 2614, 2615, 2616, 2617, 2622, and 2623 to make minor non-substantive edits.
September 22, 2023