All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2023-46
Effective / Approved
Amend the Fee Schedule to extend non-transaction fee waivers for Market Makers that trade solely in Proprietary Products.
November 16, 2023
SR-MIAX-2023-45
Effective / Approved
Amend Rule 517, Quote Types Defined, to adopt new risk protection functionality for replacement Standard quotes.
November 16, 2023
SR-MIAX-2023-44
Effective / Approved
To amend its Rules to adopt Monthly Options Series.
November 14, 2023
SR-PEARL-2023-63
Effective / Approved
Amend the MIAX Pearl Options Fee Schedule to amend certain volume threshold criteria for the Market Maker origin.
November 08, 2023
SR-PEARL-2023-62
Effective / Approved
Provide an Additional Means to Access the Exchange's EquityTrading Platform Member Firm Portal.
November 02, 2023
SR-PEARL-2023-61
Withdrawn
This filing has been withdrawn on November 8, 2023 and replaced with SR-PEARL-2023-63.
October 31, 2023
SR-PEARL-2023-60
Effective / Approved
Amend the MIAX PEARL Equities Fee Schedule to amend the Midpoint Peg Order Adding Liquidity at Midpoint Volume Tiers table.
October 31, 2023
SR-PEARL-2023-58
Effective / Approved
Amend MIAX Pearl Equities Rule 2614(a)(1)(ix) Orders and Order Instructions, and Rule 2618 (b)(1) Risk Settings and Trading Risk Metrics, to amend certain risk controls when trading equity securities on MIAX Pearl Equities
October 19, 2023