All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-PEARL-2023-59
Effective / Approved
Amend the MIAX Pearl Equities Fee Schedule to amend the Step-Up Added Liquidity Rebate Table..
October 18, 2023
SR-PEARL-2023-57
Withdrawn
This filing was withdrawn on Octover 18, 2023 and replaced with SR-PEARL-2023-59.
October 12, 2023
SR-MIAX-2023-42
Effective / Approved
Delay Implementation of an Amendment to Rule 518, Complex Orders, to Permit Legging Through the Simple Market.
October 12, 2023
SR-MIAX-2023-41
Withdrawn
This filing has been withdrawn on October 12, 2023 and replaced with SR-MIAX-2023-42.
October 06, 2023
SR-PEARL-2023-56
Effective / Approved
Amend the MIAX Pearl Options Fee Schedule as it relates to the timing of the Options Regulatory Fee ("ORF") changes.
October 05, 2023
SR-MIAX-2023-40
Effective / Approved
Amend the Fee Schedule as it relates to the timing of the Options Regulatory Fee ("ORF") changes.
October 05, 2023
SR-EMERALD-2023-28
Effective / Approved
Amend the Fee Schedule as it relates to the timing of the Options Regulatory Fee ("ORF") changes.
October 05, 2023
SR-PEARL-2023-55
Withdrawn
This filing was withdrawn on November 27, 2023 and replaced with SR-PEARL-2023-64.
October 02, 2023