All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options, MIAX Emerald® Options and MIAX Sapphire™ Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2025-07
Pending
Amend Rule 402, Criteria for Underlying Securities, to permit options on Commodity-Based Trust Shares.
March 05, 2025
- SR MIAX 2025 07 1
- SR MIAX 2025 07 Partial Amendment No 1
- SR MIAX 2025 07 SEC Notice of Filing
- SR MIAX 2025 07 Federal Register Notice of Filing
- SR MIAX 2025 07 SEC Notice of Designation of a Longer Period for Commission Action
- Federal Register Notice of Designation of a Longer Period for Commission Action
- SEC Order Instituting Proceedings Whether to Approve or Disapprove Proposed Rule Change
- Federal Register Order Instituting Proceedings Whether to Approve or Disapprove Proposed Rule Change
SR-MIAX-2025-06
Withdrawn
This filing was withdrawn on April 30, 2025 and replaced with SR-MIAX-2025-22.
March 05, 2025
SR-EMERALD-2025-06
Withdrawn
This filing was withdrawn on April 30, 2025 and replaced with SR-EMERALD-2025-10.
March 05, 2025
SR-EMERALD-2025-05
Effective / Approved
Amend the Fee Schedule to modify the inbound quote limit applicable to the Excessive Quoting Fee.
March 03, 2025
MIAX Futures-DCO-25-06
Effective / Approved
Rule Certification Submission Pursuant to Regulation 40.6(a); Amendments to MIAX Futures Risk Manual.
March 03, 2025
SR-SAPPHIRE-2025-09
Effective / Approved
Amend the Fee Schedule to remove the Initial Fee Waiver text and establish a discount program for historical Open-Close Report requests.
February 28, 2025
SR-SAPPHIRE-2025-08
Withdrawn
This filing was withdrawn on March 13, 2025 and replaced with SR-SAPPHIRE-2025-13.
February 20, 2025
SR-PEARL-2025-06
Withdrawn
This filing was withdrawn on March 13, 2025 and replaced with SR-PEARL-2025-09.
February 14, 2025