All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2023-30
Withdrawn
This filing was withdrawn on October 2, 2023 and replaced with SR-MIAX-2023-39.
August 08, 2023
SR-EMERALD-2023-19
Withdrawn
This filing was withdrawn on October 2, 2023 and replaced with SR-EMERALD-2023-27.
August 08, 2023
SR-PEARL-2023-34
Effective / Approved
Amend MIAX Pearl Equities Rules 2614, Orders and Order Instructions, 2617, Order Execution and Routing and 2626, Retail Order Attribution Program, to make minor, non-substantive edits and clarifying changes to the rule text.
July 31, 2023
SR-EMERALD-2023-20
Effective / Approved
Amend the Fee Schedule to modify the Excessive Quoting Fee to provide an exemption.
July 27, 2023
SR-PEARL-2023-32
Effective / Approved
Provide an Additional Means of Access to the Exchange's Member Firm Portal.
July 21, 2023
SR-MIAX-2023-29
Effective / Approved
Provide an Additional Means of Access to the Exchange's Member Firm Portal.
July 21, 2023
SR-EMERALD-2023-18
Effective / Approved
Provide an Additional Means of Access to the Exchange's Member Firm Portal.
July 21, 2023
SR-EMERALD-2023-17
Withdrawn
This filing was withdrawn on July 27, 2023 and replaced with SR-EMERALD-2023-20.
July 18, 2023