All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2016-39
Effective / Approved
Amend MIAX Rule 519A Relating to the MIAX Risk Protection Monitor ("RPM")
October 31, 2016
SR-MIAX-2016-41
Effective / Approved
Amend the MIAX Options Fee Schedule to Delete Rule Text Concerning Certain Transaction Fees of Limited Duration that Expire on October 31, 2016
October 27, 2016
SR-MIAX-2016-38
Effective / Approved
Amend the MIAX Options Fee Schedule to Adopt Fees and Credits for Transactions Involving Complex Orders
October 21, 2016
SR-MIAX-2016-40
Effective / Approved
Adopt MIAX Rule 322 Disruptive Quoting and Trading Activity Prohibited and MIAX Rule 1018 Expedited Suspension Proceeding to Clearly Prohibit Disruptive Quoting and Trading Activity and Allow the Exchange to Take Prompt Action
October 20, 2016
SR-MIAX-2016-37
Effective / Approved
Amend the MIAX Options Fee Schedule to Offer Two (2) Additional Limited Service MIAX Interface ("MEI") Ports to Market Makers
October 17, 2016
SR-MIAX-2016-36
Effective / Approved
Amend the MIAX Options Fee Schedule to Enhance MIAX Data Products for Complex Orders
October 14, 2016
SR-MIAX-2016-35
Effective / Approved
Amend MIAX Rule 503 Openings on the Exchange and MIAX Rule 603 Obligations of Market Makers to Clarify a PLMM's Quoting Obligations at the Opening
September 23, 2016
SR-MIAX-2016-34
Effective / Approved
Amend MIAX Rule 519C Mass Cancellation of Trading Interest to Provide Members with an Additional Risk Protection Mechanism for Quotes and Orders in the System
September 22, 2016