All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-PEARL-2017-04
Effective / Approved
Adopt MIAX PEARL Rules 1701 - 1712 to Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail (the "CAT NMS Plan”)
February 01, 2017
SR-PEARL-2017-05
Effective / Approved
Amendment of Exchange Rule 515, Execution of Orders, Relating to Price Protection
January 31, 2017
SR-MIAX-2017-03
Effective / Approved
Adopt Rules 1701 - 1712 to implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail (the "CAT NMS Plan”).
January 30, 2017
SR-MIAX-2017-02
Effective / Approved
Amend the Fee Schedule to modify the Market Maker and Other Market Participant Transaction Fees relating to Complex Orders.
January 27, 2017
SR-PEARL-2017-03
Effective / Approved
Amend MIAX PEARL Rules 100, 404, 519C and Adopt MIAX PEARL Rule 1018 in Order to Harmonize MIAX PEARL Rules with the Rules of the Exchange's Affiliate, Miami International Securities Exchange, LLC ("MIAX Options")
January 24, 2017
SR-PEARL-2017-02
Withdrawn
Adopt MIAX PEARL Rules 1701 - 1712 to Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail (the "CAT NMS Plan”) Withdrawn and refiled as SR-PEARL-2017-04
January 19, 2017
SR-PEARL-2017-01
Effective / Approved
Establish MIAX PEARL Top of Market ("ToM") and MIAX PEARL LIquidity Feed ("PLF") Market Data Products
January 19, 2017
SR-MIAX-2017-01
Withdrawn
Adopt MIAX Options Rules 808 - 819 to Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail (the "CAT NMS Plan”). Withdrawn and refiled as SR-MIAX-2017-03.
January 17, 2017