All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2016-23
Effective / Approved
Amend the MIAX Options Fee Schedule to Delete the $100 Continuing Education Fee in Conjunction with FINRA's Transition to Continuing Education Online
August 01, 2016
SR-MIAX-2016-22
Withdrawn
Amend the MIAX Options Fee Schedule Relating to the Posted Liquidity Marketing Fee
July 29, 2016
SR-MIAX-2016-21
Effective / Approved
Amend the Fee Schedule relating to the market maker sliding scale.
July 29, 2016
SR-MIAX-2016-19
Effective / Approved
Amend MIAX Rule 515A to Extend the MIAX Price Improvement Mechanism ("PRIME") Auction Pilot Program Until January 18, 2017
July 07, 2016
SR-MIAX-2016-20
Effective / Approved
Amend the MIAX Options Fee Schedule
June 30, 2016
SR-MIAX-2016-18
Effective / Approved
Amend the MIAX Options Fee Schedule to Add Clarifying Language Regarding the Timing of When Certain Non-Transaction Fees Will Be Incurred
June 28, 2016
SR-MIAX-2016-16
Effective / Approved
Amend MIAX Rule 510 to Extend the Penny Pilot Program Until December 31, 2016
June 13, 2016
SR-MIAX-2016-17
Effective / Approved
Amend MIAX Rules 307 and 309 to Extend the SPY Pilot Program Until July 12, 2017
June 10, 2016