All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2017-08
Effective / Approved
Amend Rule 519C, Mass Cancellation of Trading Interest, to adopt Section (c), Detection of Loss of Communication.
February 23, 2017
SR-MIAX-2017-06
Effective / Approved
Amend Rule 518, Complex Orders, to establish the Complex MIAX Options Price Collar ("MPC").
February 14, 2017
SR-PEARL-2017-10
Effective / Approved
Adopt the MIAX PEARL Fee Schedule
February 13, 2017
SR-MIAX-2017-05
Effective / Approved
Amend the Fee Schedule to clarify the fees relating to the MIAX Express Network Interconnect ("MENI").
February 13, 2017
SR-PEARL-2017-09
Withdrawn
Amend the MIAX PEARL Fee Schedule to Adopt an Options Regulatory Fee. This filing was withdrawn and replaced with SR-PEARL-2017-15.
February 03, 2017
SR-PEARL-2017-08
Withdrawn
Adopt the MIAX PEARL Fee Schedule This filing was withdrawn and replaced by SR-PEARL-2017-10.
February 03, 2017
SR-MIAX-2017-04
Withdrawn
Amend the Fee Schedule to clarify the fees relating to the MIAX Express Network Interconnect ("MENI"). This filing was withdrawn and refiled as SR-MIAX-2017-05.
February 03, 2017
SR-PEARL-2017-06
Effective / Approved
Amend MIAX PEARL Rules 519A and 519B Relating to the Risk Protection Monitor
February 02, 2017