May 27, 2022
MIAX Pearl RC-2022-30
Proposed Rule Change to Amend FINRA Rule 13000 Series, Code of Arbitration Procedure for Industry Disputes, To Align the Code with the Ending Forced Arbitration of Sexual Assult and Sexual Harassment Act of 2021
May 27, 2022
MIAX Pearl Equities RC-2022-02
Consolidated Audit Trail (“CAT”) Full Customer Account Information System (“CAIS”) Production Certification and Compliance Deadlines Extended
May 27, 2022
MIAX Pearl Equities RC-2022-01
Proposed Rule Change to Amend FINRA Rule 13000 Series, Code of Arbitration Procedure for Industry Disputes, To Align the Code with the Ending Forced Arbitration of Sexual Assult and Sexual Harassment Act of 2021
May 27, 2022
MIAX Options RC-2022-32
Consolidated Audit Trail (“CAT”) Full Customer Account Information System (“CAIS”) Production Certification and Compliance Deadlines Extended
May 27, 2022
MIAX Options RC-2022-31
Proposed Rule Change to Amend FINRA Rule 13000 Series, Code of Arbitration Procedure for Industry Disputes, To Align the Code with the Ending Forced Arbitration of Sexual Assult and Sexual Harassment Act of 2021
May 27, 2022
MIAX Emerald RC-2022-29
Consolidated Audit Trail (“CAT”) Full Customer Account Information System (“CAIS”) Production Certification and Compliance Deadlines Extended
May 27, 2022
MIAX Emerald RC-2022-28
Proposed Rule Change to Amend FINRA Rule 13000 Series, Code of Arbitration Procedure for Industry Disputes, To Align the Code with the Ending Forced Arbitration of Sexual Assult and Sexual Harassment Act of 2021
May 26, 2022
MIAX Pearl RC-2022-29
Change to MIAX Pearl Order Monitor (“MOM”) to Allow Electronic Exchange Members to Determine Pre-set Value to be used as the Threshold Setting for Evaluating Market Orders to Sell in Zero Bid Series