All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options, MIAX Emerald® Options and MIAX Sapphire™ Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
Rule Certification Submission Pursuant to Regulation 40.6(a); Amendments to MGEX Bylaws
February 10, 2023
SR-PEARL-2023-04
Withdrawn
This filing has been withdrawn on February 24, 2023 and replaced with SR-PEARL-2023-07.
February 09, 2023
SR-MIAX-2023-05
Withdrawn
This filing has been withdrawn on February 24, 2023 and replaced with SR-MIAX-2023-09.
February 09, 2023
SR-EMERALD-2023-03
Withdrawn
This filing has been withdrawn on February 24, 2023 and replaced with SR-EMERALD-2023-06.
February 09, 2023
SR-PEARL-2023-03
Effective / Approved
Amend Exchange Rule 2618 applicable to MIAX Pearl Equities.
February 03, 2023
SR-MIAX-2023-04
Effective / Approved
Amend the Exchange Rule 1308, Supervision of Accounts, to extend the temporary remote inspection relief for Members through the earlier of the effective date of the FINRA Pilot Program, if approved, or December 31, 2023.
February 02, 2023
SR-PEARL-2023-02
Effective / Approved
Amend the MIAX Pearl Options Fee Schedule to modify the certain volume threshold for an alternative volume criteria for the Market Maker origin.
January 31, 2023
SR-MIAX-2023-03
Effective / Approved
Amend the MIAX Fee Schedule to modify the Priority Customer Rebate Program.
January 31, 2023