All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2015-53
Effective / Approved
Amend the MIAX Options Fee Schedule Relating to the Priority Customer Rebate Program Tiers 3 and 4
August 28, 2015
SR-MIAX-2015-52
Effective / Approved
Amend the MIAX Options Fee Schedule to Add the FIX Drop Copy Port Fee
August 11, 2015
SR-MIAX-2015-51
Effective / Approved
Amend the MIAX Options Fee Schedule Relating to the Priority Customer Rebate Program
August 05, 2015
SR-MIAX-2015-49
Effective / Approved
Amend the MIAX Options Fee Schedule to Adopt Transaction Fees for Qualified Contingent Cross ("QCC") Orders
July 30, 2015
SR-MIAX-2015-50
Withdrawn
Amend the MIAX Options Fee Schedule Relating to the Priority Customer Rebate Program
July 29, 2015
SR-MIAX-2015-48
Effective / Approved
Amend MIAX Rule 515A to Extend the Pilot for Certain Aspects of the PRIME Auction Through July 18, 2016
July 16, 2015
SR-MIAX-2015-47
Effective / Approved
Amend MIAX Rule 612 Regarding the Reset on Quote Functionality Included in the MIAX Aggregate Risk Manager
July 13, 2015
SR-MIAX-2015-46
Effective / Approved
Amend MIAX Rules 307 and 309 to Extend the SPY Pilot Program Through July 12, 2016
July 10, 2015