All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options, MIAX Emerald® Options and MIAX Sapphire™ Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
Rule Certification Submission Pursuant to CFTC Regulation 40.6(a); Update to MGEX Bylaws
May 28, 2020
Rule Certification Submission Pursuant to CFTC Regulation 40.6(a); Update to MGEX Bylaws
May 28, 2020
SR-MIAX-2020-11
Effective / Approved
Amend Rule 518, Complex Orders, to adopt a new Related Futures Cross ("RFC") order type.
May 11, 2020
SR-MIAX-2020-10
Effective / Approved
Amend Rule 307, Position Limits, and Rule 309, Exercise Limits, to increase the position and exercise limits on certain exchange-traded funds ("ETFs").
May 08, 2020
SR-MIAX-2020-09
Effective / Approved
Amend the Fee Schedule to update the list of MIAX Select Symbols.
April 29, 2020
Rule Certification Submission Pursuant to CFTC Regulation 40.6(a); Update to MGEX Rules
April 24, 2020
Rule Certification Submission Pursuant to CFTC Regulation 40.6(a); Update to MGEX Rules
April 24, 2020
SR-MIAX-2020-08
Effective / Approved
Amend Rule 1801, Definitions, and Rule 1809, Terms of Index Options Contracts, to list and trade options that overlie five Advanced Fundamentals LLC Commercial Real Estate Indexes (the "AF CRE Indexes").
April 17, 2020