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December 29, 2020

MIAX PEARL Equities PC 2020-2407

AdvisorShares Q Portfolio Blended Allocation ETF– QPT

December 28, 2020

MIAX Pearl RC-2020-67

Maximum Differential for the MIAX Pearl Order Monitor for Certain Option Classes Extended through March 31, 2021

December 28, 2020

MIAX Pearl RC-2020-66

Approved Rule Change to Amend the FINRA Codes of Arbitration Procedure to Increase Arbitrator Chairperson Honoraria and Certain Arbitration Fees

December 28, 2020

MIAX PEARL Equities PC 2020-2406

Gotham Enhanced 500 ETF – GSPY

MIAX Pearl DA 2018057169610

Notice of Letter of Consent No. 2018057169610 UBS Securities, LLC

December 28, 2020

December 28, 2020

MIAX Options RC-2020-80

Implementation Delay of Complex Order Functionality

December 28, 2020

MIAX Options RC-2020-79

Opening and Intra-day Quote Width Requirements and MIAX Order Monitor Settings for Certain Symbols Trading on MIAX Options and MIAX Emerald Extended Through Wednesday, March 31, 2021

December 28, 2020

MIAX Options RC-2020-78

Approved Rule Change to Amend the FINRA Codes of Arbitration Procedure to Increase Arbitrator Chairperson Honoraria and Certain Arbitration Fees