U.S. Options

Innovator Double Stacker ETF - January– DSJA

Innovator Double Stacker 9 Buffer ETF - January– DBJA

AllianzIM U.S. Large Cap Buffer20 Jan ETF– AZBJ

AllianzIM U.S. Large Cap Buffer10 Jan ETF - AZAJ

Change to the Market for Underlying Security Used for Openings on MIAX Options, MIAX Pearl and MIAX Emerald for Symbol CHX Effective January 4, 2021

Sound Equity Income ETF- SDEI

Sound Enhanced Fixed Income ETF- SDEF