December 18, 2020
MIAX Emerald RC-2020-67
Business Continuity and Disaster Recovery Plans Testing
Member Designation Standards
December 17, 2020
MIAX Pearl RC-2020-62
Approved FINRA Rule Change to Amend FINRA Rules to Reflect Name Changes to Two FINRA Departments: The Office of Dispute Resolution and the Department of Registration and Disclosure
December 17, 2020
MIAX PEARL Equities RC-2020-15
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rules To Reflect Name Changes to Two FINRA Departments: The Office of Dispute Resolution and the Department of Registration and Disclosure
December 17, 2020
MIAX PEARL Equities PC 2020-2393
Direxion World Without Waste ETF – WWOW
December 17, 2020
MIAX Options RC-2020-74
Approved FINRA Rule Change to Amend FINRA Rules to Reflect Name Changes to Two FINRA Departments: The Office of Dispute Resolution and the Department of Registration and Disclosure
December 17, 2020
MIAX Emerald RC-2020-65
Approved FINRA Rule Change to Amend FINRA Rules to Reflect Name Changes to Two FINRA Departments: The Office of Dispute Resolution and the Department of Registration and Disclosure
December 16, 2020
MIAX Pearl RC-2020-61
Market for Underlying Security Used for Openings on MIAX Options, MIAX Pearl and MIAX Emerald for Newly Listed Symbol AI Effective Thursday, December 17, 2020