MIAX Pearl® Options Exchange Rule Filings
As a registered national securities exchange, MIAX Pearl is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Pearl is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Pearl will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-PEARL-2023-40
Withdrawn
This filing was withdrawn on September 7, 2023 and replaced with SR-PEARL-2023-43.
August 30, 2023
SR-PEARL-2023-39
Effective / Approved
Amend MIAX Pearl Equities Rule 2614, Orders and Order Instruction
August 25, 2023
SR-PEARL-2023-38
Effective / Approved
Amend Exchange Rule 402, Criteria for Underlying Securities, to permit an underlying security having a market capitalization of at least $3 billion based upon the offering price of its initial public offering, to be listed and traded starting on or after the second business day following the initial public offering.
August 23, 2023
SR-PEARL-2023-37
Effective / Approved
Amend the MIAX Pearl Options Fee Schedule to extend the dates for which ad hoc requests for historical intra-day Open-Close Report data may be submitted.
August 18, 2023
SR-PEARL-2023-36
Withdrawn
This filing has been withdrawn on September 27, 2023 and replaced with SR-PEARL-2023-51.
August 08, 2023
SR-PEARL-2023-35
Withdrawn
This filing was withdrawn on October 2, 2023 and replaced with SR-PEARL-2023-55.
August 08, 2023
SR-PEARL-2023-34
Effective / Approved
Amend MIAX Pearl Equities Rules 2614, Orders and Order Instructions, 2617, Order Execution and Routing and 2626, Retail Order Attribution Program, to make minor, non-substantive edits and clarifying changes to the rule text.
July 31, 2023
SR-PEARL-2023-32
Effective / Approved
Provide an Additional Means of Access to the Exchange's Member Firm Portal.
July 21, 2023