MIAX Pearl® Options Exchange Rule Filings
As a registered national securities exchange, MIAX Pearl is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Pearl is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Pearl will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-PEARL-2023-56
Effective / Approved
Amend the MIAX Pearl Options Fee Schedule as it relates to the timing of the Options Regulatory Fee ("ORF") changes.
October 05, 2023
SR-PEARL-2023-55
Withdrawn
This filing was withdrawn on November 27, 2023 and replaced with SR-PEARL-2023-64.
October 02, 2023
SR-PEARL-2023-54
Withdrawn
This filing has been withdrawn on October 12, 2023 and replaced with SR-PEARL-2023-57.
September 29, 2023
SR-PEARL-2023-53
Withdrawn
This filing was withdrawn on October 2, 2023.
September 29, 2023
SR-PEARL-2023-52
Withdrawn
This filing was withdrawn on November 22, 2023 and replaced with SR-PEARL-2023-65.
September 29, 2023
SR-PEARL-2023-51
Effective / Approved
Amend the MIAX Pearl Equities Fee Schedule to amend certain connectivity and port fees.
September 27, 2023
SR-PEARL-2023-50
Effective / Approved
Amend the MIAX Pearl Equities Fee Schedule to amend the criteria for the Step-Up Added Liquidity Rebate.
September 27, 2023
SR-PEARL-2023-49
Effective / Approved
Amend Rule 3103, Continuing Education, to Provide Eligible Members Another Opportunity to Elect to Participate in the Maintaining Qualifications Program.
September 22, 2023