MIAX Pearl Equities™ Exchange Rule Filings
As a registered national securities exchange, MIAX Pearl is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Pearl is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Pearl will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-PEARL-2018-23
Effective / Approved
Amend the Fee Schedule to modify the transaction fees.
October 31, 2018
SR-PEARL-2018-22
Effective / Approved
Amend the Fee Schedule to modify the transaction fees.
October 31, 2018
SR-PEARL-2018-21
Effective / Approved
Amend the Fee Schedule to modify the transaction fees.
September 28, 2018
SR-PEARL-2018-20
Effective / Approved
Amend Rule 203, Qualification and Registration of Members and Associated Persons, relating to the Securities Industry Essentials ("SIE") Examination
September 27, 2018
SR-PEARL-2018-19
Withdrawn
Amend the Fee Schedule to modify certain network fees.
September 18, 2018
SR-PEARL-2018-18
Effective / Approved
Amend Rule 404A, Select Provisions of Options Listing Procedures Plan, and Rule 406, Long-Term Option Contracts.
August 30, 2018
SR-PEARL-2018-17
Effective / Approved
Amend the Fee Schedule to modify the transaction fees.
August 01, 2018
SR-PEARL-2018-15
Effective / Approved
Amend Rule 514, Priority on the Exchange, to expand the scope of self-trade protection available to Members.
August 01, 2018