MIAX Pearl® Equities Disciplinary Actions


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MIAX Pearl Equities DA-2024081420806

Notice of Letter of Consent No. 2024081420806 ATM Execution, LLC
 

September 28, 2026

MIAX Pearl Equities DA-2019063047808

Notice of Letter of Consent No. 2019063047808 Instinet, LLC

February 09, 2026

MIAX Pearl Equities DA-2020066741308

Notice of Letter of Consent No. 2020066741308 Velocity Clearing, LLC

October 01, 2025