MIAX Pearl Equities™ Exchange Rule Filings
As a registered national securities exchange, MIAX Pearl is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Pearl is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Pearl will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-PEARL-2024-21
Pending
Amend MIAX Pearl Options Rule 404, Series of Options Contracts Open for Trading,to amend the Short Term Option Series Program to permit the listing of Tuesday and Thursday expirations for IWM.
April 17, 2024
SR-PEARL-2024-20
Effective / Approved
Amend the MIAX Pearl Options Fee Schedule to amend the fees for Purge Ports.
April 15, 2024
SR-PEARL-2024-19
Effective / Approved
Amend MIAX Pearl Options Rule 531, Reports and Market Data Products, to make minor non-substantive edits.
April 09, 2024
SR-PEARL-2024-18
Effective / Approved
Amend the MIAX Pearl Equities Fee Schedule to (1) modify certain rebates and volume thresholds for the NBBO Program; (2) modify the NBBO Setter Additive Program; (3) establish a new NBBO First Joiner Additive Rebate; and (4) establish a new Step-Up Rebate.
April 04, 2024
SR-PEARL-2024-17
Effective / Approved
Amend Rule 2618, Risk Settings and Trade Risk Metrics, to amend the operation of the Trading Collar.
April 04, 2024
SR-PEARL-2024-16
Withdrawn
This filing was withdrawn on April 4, 2024 and replaced with SR-PEARL-2024-18.
March 28, 2024
SR-PEARL-2024-15
Effective / Approved
Amend the MIAX Pearl Equities Fee Schedule to establish market data fees.
March 26, 2024
SR-PEARL-2024-14
Effective / Approved
Amend the MIAX Pearl Options Fee Schedule to amend certain Connectivity and Port Fees.
March 11, 2024