MIAX Pearl Equities™ Exchange Rule Filings

As a registered national securities exchange, MIAX Pearl is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Pearl is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Pearl will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.


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MIAX Pearl
SR-PEARL-2024-10

Effective / Approved

Amend the MIAX Pearl Options Fee Schedule in Section 1)b) of the Fee Schedule, Fees for Customer Orders Routed to Another Options Exchange, to (i) adjust the groupings of options exchanges; and (ii) adopt a new routing tier.

February 26, 2024

MIAX Pearl
SR-PEARL-2024-09

Withdrawn

This filing was withdrawn on February 26, 2024 and replaced with SR-PEARL-2024-10.

February 14, 2024

MIAX Pearl
SR-PEARL-2024-08

Effective / Approved

Amend the MIAX Pearl Options Fee Schedule to amend the fees for the Open-Close Report.

February 05, 2024

MIAX Pearl
SR-PEARL-2024-07

Effective / Approved

Amend the MIAX Pearl Options Fee Schedule to amend the fees for Purge Ports.

January 31, 2024

MIAX Pearl
SR-PEARL-2024-06

Withdrawn

This filing was withdrawn on February 14, 2024 and replaced with SR-Pearl-2024-09.  

January 31, 2024

MIAX Pearl
SR-PEARL-2024-05

Effective / Approved

Amend the MIAX Pearl Options Fee Schedule to amend certain Connectivity and Port Fees.

January 25, 2024

MIAX Pearl
SR-PEARL-2024-04

Effective / Approved

Amend Exchange Rules 2613, Usage of Data Feeds.  The Exchange will issue a trading alert publicly announcing the implementation date of this proposed rule change.  The Exchange anticipates that the implementation date will be in either the second or third quarter of 2024.

January 22, 2024

MIAX Pearl
SR-PEARL-2024-03

Pending

Amend  Rule 402, Criteria for Underlying Securities, to list and trade options on ETPs that hold bitcoin.  

January 12, 2024