MIAX Pearl Equities™ Exchange Rule Filings
As a registered national securities exchange, MIAX Pearl is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Pearl is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Pearl will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-PEARL-2023-62
Effective / Approved
Provide an Additional Means to Access the Exchange's EquityTrading Platform Member Firm Portal.
November 02, 2023
SR-PEARL-2023-61
Withdrawn
This filing has been withdrawn on November 8, 2023 and replaced with SR-PEARL-2023-63.
October 31, 2023
SR-PEARL-2023-60
Effective / Approved
Amend the MIAX PEARL Equities Fee Schedule to amend the Midpoint Peg Order Adding Liquidity at Midpoint Volume Tiers table.
October 31, 2023
SR-PEARL-2023-58
Effective / Approved
Amend MIAX Pearl Equities Rule 2614(a)(1)(ix) Orders and Order Instructions, and Rule 2618 (b)(1) Risk Settings and Trading Risk Metrics, to amend certain risk controls when trading equity securities on MIAX Pearl Equities
October 19, 2023
SR-PEARL-2023-59
Effective / Approved
Amend the MIAX Pearl Equities Fee Schedule to amend the Step-Up Added Liquidity Rebate Table..
October 18, 2023
SR-PEARL-2023-57
Withdrawn
This filing was withdrawn on Octover 18, 2023 and replaced with SR-PEARL-2023-59.
October 12, 2023
SR-PEARL-2023-56
Effective / Approved
Amend the MIAX Pearl Options Fee Schedule as it relates to the timing of the Options Regulatory Fee ("ORF") changes.
October 05, 2023
SR-PEARL-2023-55
Withdrawn
This filing was withdrawn on November 27, 2023 and replaced with SR-PEARL-2023-64.
October 02, 2023