MIAX Pearl Equities™ Exchange Rule Filings
As a registered national securities exchange, MIAX Pearl is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Pearl is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Pearl will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-PEARL-2024-13
Withdrawn
This filing was withdrawn on April 15, 2024 and replaced with SR-PEARL-2024-20.
March 08, 2024
SR-PEARL-2024-12
Effective / Approved
Amend the MIAX Pearl Options Fee Schedule in Section 1)b) of the Fee Schedule, Fees for Customer Orders Routed to Another Options Exchange, to (i) adjust the groupings of options exchanges; and (ii) adopt a new routing tier.
March 08, 2024
SR-PEARL-2024-11
Effective / Approved
Amend the MIAX Pearl Equities Fee Schedule to modify the NBBO Setter Plus Program.
February 29, 2024
SR-PEARL-2024-10
Withdrawn
This filing was withdrawn on March 8, 2024 and replaced with SR-PEARL-2024-12.
February 26, 2024
SR-PEARL-2024-09
Withdrawn
This filing was withdrawn on February 26, 2024 and replaced with SR-PEARL-2024-10.
February 14, 2024
SR-PEARL-2024-08
Effective / Approved
Amend the MIAX Pearl Options Fee Schedule to amend the fees for the Open-Close Report.
February 05, 2024
SR-PEARL-2024-07
Withdrawn
This filing was withdrawn on March 8, 2024 and replaced with SR-PEARL-2024-13.
January 31, 2024
SR-PEARL-2024-06
Withdrawn
This filing was withdrawn on February 14, 2024 and replaced with SR-Pearl-2024-09.
January 31, 2024