MIAX Pearl Equities™ Exchange Rule Filings
As a registered national securities exchange, MIAX Pearl is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Pearl is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Pearl will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-PEARL-2023-44
Withdrawn
This filing was withdrawn on September 22, 2023 and replaced with SR-PEARL-2023-49.
September 18, 2023
SR-PEARL-2023-46
Effective / Approved
Amend the MIAX Pearl Options Fee Schedule Section 1)a) to modify the volume criteria thresholds applicable to Tier 5 and Tier 6.
September 12, 2023
SR-PEARL-2023-45
Effective / Approved
Proposal to amend the MIAX Pearl Equities Fee Schedule to adopt the NBBO Setter Plus Program and make corresponding changes to the Fee Schedule.
September 11, 2023
SR-PEARL-2023-43
Effective / Approved
Amend the MIAX Pearl Options Fee Schedule to add MEMX options to the routing fee table.
September 06, 2023
SR-PEARL-2023-42
Withdrawn
This filing was withdrawn on September 11, 2023 and replaced with SR-PEARL-2023-45.
August 31, 2023
SR-PEARL-2023-41
Withdrawn
This filing was withdrawn on September 12, 2023 and replaced with SR-PEARL-2023-46.
August 31, 2023
SR-PEARL-2023-40
Withdrawn
This filing was withdrawn on September 7, 2023 and replaced with SR-PEARL-2023-43.
August 30, 2023
SR-PEARL-2023-39
Effective / Approved
Amend MIAX Pearl Equities Rule 2614, Orders and Order Instruction
August 25, 2023