MIAX Pearl Equities™ Exchange Rule Filings
As a registered national securities exchange, MIAX Pearl is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Pearl is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Pearl will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-PEARL-2024-05
Withdrawn
This filing was withdrawn on March 11, 2024 and replaced with SR-PEARL-2024-14.
January 25, 2024
SR-PEARL-2024-04
Effective / Approved
Amend Exchange Rules 2613, Usage of Data Feeds. The Exchange will issue a trading alert publicly announcing the implementation date of this proposed rule change. The Exchange anticipates that the implementation date will be in either the second or third quarter of 2024.
January 22, 2024
SR-PEARL-2024-03
Pending
Amend Rule 402, Criteria for Underlying Securities, to list and trade options on ETPs that hold bitcoin.
January 12, 2024
SR-PEARL-2024-02
Suspended
Amend the MIAX Pearl Equities Fee Schedule to adopt Consolidated Audit Trail Funding Fees.
January 02, 2024
SR-PEARL-2024-01
Suspended
Amend the MIAX Pearl Options Fee Schedule to adopt Consolidated Audit Trail Funding Fees.
January 02, 2024
SR-PEARL-2023-73
Effective / Approved
Amend the MIAX Pearl Equities Fee Schedule to 1) add two interim tiers to the NBBO Setter Plus Table, and 2) remove the Step-Up Added Liquidity Rebate.
December 29, 2023
SR-PEARL-2023-72
Effective / Approved
Amend Exchange Rule 404, Series of Option Contracts Open for Trading, to adopt Monthly Options Series.
December 22, 2023
SR-PEARL-2023-71
Effective / Approved
Amend Pearl Equities Exchange Rule 2615(d) regarding the Contingent Open performed on the Exchange's equity trading platform
December 14, 2023