MIAX Pearl Equities™ Exchange Rule Filings
As a registered national securities exchange, MIAX Pearl is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Pearl is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Pearl will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-PEARL-2023-21
Effective / Approved
Amend Rule 2622, Limit-Up-Limit_Down Plan and Trading Halts,to clarify how the Exchange handles orders during an operational halt and to be consistent with current Exchange Rule 2615(e), Opening Process for Equity Securities.
May 03, 2023
SR-PEARL-2023-20
Withdrawn
This filing has been withdrawn on May 9, 2023 and replaced with SR-Pearl-2023-22.
April 28, 2023
SR-PEARL-2023-19
Withdrawn
This filing was withdrawn on June 16, 2023 and replaced with SR-PEARL-2023-27.
April 20, 2023
SR-PEARL-2023-18
Withdrawn
This filing was withdrawn on June 16, 2023 and replaced with SR-PEARL-2023-28.
April 20, 2023
SR-PEARL-2023-17
Effective / Approved
Amend the MIAX Pearl Options Fee Schedule to amend fees for historical Open-Close Report data to: (i) add a fee of $500 per request per month for ad hoc requests for end-of-day data; (ii) add a fee of $1,000 per request per month for ad hoc requests for intra-day data; and (iii) adopt academic discounts for requests for ad hoc historical end-of-day and intra-day Open-Close data.
April 03, 2023
SR-PEARL-2023-16
Effective / Approved
Amend the MIAX Pearl Equities Fee Schedule to: (i) increase the rebate for Adding Liquidity (displayed and non-displayed) orders sub-dollar securities; (ii) increase the fee for Removing Liquidity in sub-dollar securities; (iii) update the corresponding liquidity indicator codes; and (iv) increase the percentage threshold for Add Volume Tier 3.
March 31, 2023
SR-PEARL-2023-15
Effective / Approved
Amend Rule 2617, Order Execution and Routing, related to Routing Orders pursuant to the PAC routing option when trading equity securities on the Exchange's equity trading platform.
March 28, 2023
SR-PEARL-2023-14
Withdrawn
This filing was withdrawn on April 3, 2023 and replaced with SR-PEARL-2023-17.
March 23, 2023