MIAX Pearl Equities™ Exchange Rule Filings
As a registered national securities exchange, MIAX Pearl is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Pearl is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Pearl will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-PEARL-2022-60
Effective / Approved
MIAX Pearl Options proposes to no longer operate its 10Gb network on a shared network with its affiliate, MIAX.
December 19, 2022
SR-PEARL-2022-59
Effective / Approved
Amend the MIAX Pearl Equities Fee Schedule to adopt a monthly Membership Fee.
December 09, 2022
SR-PEARL-2022-58
Effective / Approved
Amend the MIAX Pearl Options Fee Schedule to reflect adjustments to FINRA Registration and Fingerprinting Fees.
December 08, 2022
SR-PEARL-2022-57
Effective / Approved
Amend Rule 519C, Mass Cancellation of Trading Interest, to allow GTC orders to be cancelled upon disconnect.
December 08, 2022
SR-PEARL-2022-56
Withdrawn
This filing has been withdrawn on December 8, 2022 and replaced with SR-PEARL-2022-58
December 07, 2022
SR-PEARL-2022-55
Withdrawn
This filing has been withdrawn on December 7, 2022 and replaced with SR-PEARL-2022-56.
December 01, 2022
SR-PEARL-2022-54
Effective / Approved
Amend the MIAX Pearl Options Fee Schedule to lower Taker fees in certain Tiers for transactions in Penny Classes for the Priority Customer origin.
November 30, 2022
SR-PEARL-2022-53
Effective / Approved
Amend the MIAX Pearl Equities Fee Schedule to Reduce the Fee for MidPoint Peg Orders that Remove Liquidity at the PBBO and to Adopt New Liquidity Indicator Code Rp.
November 30, 2022