MIAX Pearl Equities™ Exchange Rule Filings
As a registered national securities exchange, MIAX Pearl is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Pearl is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Pearl will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-PEARL-2022-44
Withdrawn
This filing has been withdrawn on November 2, 2022 and replaced with SR-PEARL-2022-46.
October 25, 2022
SR-PEARL-2022-43
Effective / Approved
Amend Rule 2614, Orders and Order Instructions, and Rule 2618, Risk Settings and Trading Risk Metrics to Enhance its Existing Risk Controls. This filing will be implemented on a date to be announced by the Exchange through a Regulatory Circular.
October 19, 2022
SR-PEARL-2022-42
Effective / Approved
Amend the MIAX Pearl Options Fee Schedule to amend the Add/Remove Tiered Rebates/Fees set forth in Section 1)a) of the Fee Schedule.
September 29, 2022
SR-PEARL-2022-41
Effective / Approved
Amend Rule 2621, Clearly Erroneous Executions.
September 19, 2022
SR-PEARL-2022-40
Effective / Approved
Amend the MIAX Pearl Options Fee Schedule to (1) modify the Maker rebates in all Tiers for transactions in Penny Classes for MIAX Pearl Market Makers, Non-Priority Customers, Firms, Broker-Dealers and Non-MIAX Pearl Market Makers; and (2) provide for additional, separate Maker rebates for Market Makers and EEMs for certain transactions in Non-Penny Classes.
September 14, 2022
SR-PEARL-2022-39
Withdrawn
This filing has been withdrawn on November 7, 2022 and replaced with SR-PEARL-2022-49.
September 12, 2022
SR-PEARL-2022-38
Withdrawn
This filing has bee withdrawn on September 14, 2022 and replaced with SR-PEARL-2022-40.
August 31, 2022
SR-PEARL-2022-37
Withdrawn
This filing has been withdrawn on September 12, 2022 and replaced with SR-PEARL-2022-39.
August 31, 2022