MIAX Pearl Equities™ Exchange Rule Filings
As a registered national securities exchange, MIAX Pearl is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Pearl is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Pearl will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-PEARL-2022-19
Effective / Approved
Amend the MIAX Pearl Options Fee Schedule to amend certain Taker fees for Market Makers.
May 09, 2022
SR-PEARL-2022-18
Withdrawn
This filing has been withdrawn on October 19, 2022.
May 02, 2022
SR-PEARL-2022-17
Withdrawn
This filing was withdrawn on May 12, 2022 and replaced with SR-PEARL-2022-21.
April 29, 2022
SR-PEARL-2022-16
Withdrawn
This filing was withdrawn of May 9, 2022 and replaced with SR-PEARL-2022-19.
April 28, 2022
SR-PEARL-2022-15
Effective / Approved
Adopt Rule 532, Order Price Protection Mechanisms and Risk Controls
April 21, 2022
SR-PEARL-2022-14
Effective / Approved
Amend Exchange Rules 2600, Hours of Trading and Trading Days, and 2615, Opening Process, to: (i) accept prior to 9:30 a.m. Eastern Time orders in equity securities that include a Post Only instruction and a time-in-force of Regular Hours Only, and orders that include a Minimum Execution Quantity instruction and a time-in-force of RHO; and (ii) accept and retain such orders when trading in a security is halted.
April 07, 2022
SR-PEARL-2022-13
Effective / Approved
Amend Exchange Rule 2622, Limit up-Limit Down Plan and Trading Halts, to Adopt on a Permanent Basis the Pilot Program Related to the Market-Wide Circuit Breaker.
April 06, 2022
SR-PEARL-2022-12
Withdrawn
Amend the MIAX Pearl Options Fee Schedule to amend the fees for Full Service MEO Ports.
April 01, 2022