MIAX Pearl Equities™ Exchange Rule Filings
As a registered national securities exchange, MIAX Pearl is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Pearl is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Pearl will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-PEARL-2022-36
Effective / Approved
Amend the MIAX Pearl Equities Fee Schedule to (1) increase the rebate for executions of all orders in securities priced below $1.00 per share that add displayed and non-displayed liquidity to the Exchange; and (2) increase the fee for executions of all orders in securities priced below $1.00 per share that remove liquidity from the Exchange.
August 31, 2022
SR-PEARL-2022-35
Withdrawn
This filing has been withdrawn on October 25, 2022 and replaced with SR-PEARL-2022-44 and SR-PEARL-2022-45.
August 31, 2022
SR-PEARL-2022-34
Effective / Approved
Amend Exchange Rule 2614, Orders and Order Instructions, to adopt the Primary Peg Order Type.
August 26, 2022
SR-PEARL-2022-33
Effective / Approved
Amend the MIAX Pearl Equities Fee Schedule to adopt a new Step-Up Added Liquidity Rebate.
August 18, 2022
SR-PEARL-2022-32
Withdrawn
This filing has been withdrawn on August 18, 2022 and replaced with SR-PEARL-2022-33.
August 09, 2022
SR-PEARL-2022-31
Withdrawn
This filing has been withdrawn on August 9, 2022 and repaced with SR-Pearl-2022-32.
July 29, 2022
SR-PEARL-2022-30
Withdrawn
This filing was withdrawn on August 31, 2022.
July 26, 2022
SR-PEARL-2022-29
Effective / Approved
Amend the PAC routing option under Exchange Rule 2617(b)(5)(B) that is available to orders in equity securities traded on MIAX Pearl Equities. This filing will be implemented on a date to be announced by a Regulatory Circular.
July 12, 2022