MIAX Pearl Equities™ Exchange Rule Filings
As a registered national securities exchange, MIAX Pearl is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Pearl is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Pearl will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-PEARL-2023-04
Withdrawn
This filing has been withdrawn on February 24, 2023 and replaced with SR-PEARL-2023-07.
February 09, 2023
SR-PEARL-2023-03
Effective / Approved
Amend Exchange Rule 2618 applicable to MIAX Pearl Equities.
February 03, 2023
SR-PEARL-2023-02
Effective / Approved
Amend the MIAX Pearl Options Fee Schedule to modify the certain volume threshold for an alternative volume criteria for the Market Maker origin.
January 31, 2023
SR-PEARL-2023-01
Effective / Approved
Amend Rule 531, Reports and Market Data Products, to provide for the new "Liquidity Taker Event Report-Resting Simple Orders."
January 25, 2023
SR-PEARL-2022-62
Withdrawn
This filing has been withdrawn on February 23, 2023 and replaced with SR-PEARL-2023-05.
December 30, 2022
SR-PEARL-2022-61
Withdrawn
This filing has been withdrawn on February 23, 2023 and replaced with SR-PEARL-2023-06.
December 30, 2022
SR-PEARL-2022-60
Effective / Approved
MIAX Pearl Options proposes to no longer operate its 10Gb network on a shared network with its affiliate, MIAX.
December 19, 2022
SR-PEARL-2022-59
Effective / Approved
Amend the MIAX Pearl Equities Fee Schedule to adopt a monthly Membership Fee.
December 09, 2022