MIAX Pearl Equities™ Exchange Rule Filings
As a registered national securities exchange, MIAX Pearl is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Pearl is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Pearl will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-PEARL-2022-28
Withdrawn
This filing has been withdrawn on July 26, 2022 and replaced with SR-PEARL-2022-30.
July 12, 2022
SR-PEARL-2022-27
Effective / Approved
To Amend Exchange Rule 2613, Usage of Data Feeds. This filing will be implemented on a date to be announced by a Regulatory Circular.
July 07, 2022
SR-PEARL-2022-26
Effective / Approved
Amend MIAX Equities Fee Schedule to adopt new liquidity indicator codes.
July 05, 2022
SR-PEARL-2022-25
Effective / Approved
Amend Exchange Rule 3100, Registration Requirements, Exchange Rule 3103, Continuing Education Requirements, and Exchange Rule 3104, Electronic Filing Requirements for Uniform Forms, regarding Continuing Education Requirements.
June 28, 2022
SR-PEARL-2022-24
Withdrawn
This filing was withdrawn on July 7, 2022 and replaced with SR-PEARL-2022-27.
June 23, 2022
SR-PEARL-2022-23
Withdrawn
This filing has been withdrawn on July 12, 2022 and replaced with SR-PEARL-2022-28.
May 17, 2022
SR-PEARL-2022-22
Effective / Approved
Amend Rule 519, MIAX Pearl Order Monitor ("MOM"), to allow EEMs to determine Threshold setting.
May 13, 2022
SR-PEARL-2022-21
Effective / Approved
Amend the MIAX Pearl Equities Fee Schedule to adopt Market Quality Tiers.
May 12, 2022